Sean Mccloskey
Sean Mccloskey is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 23 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is the CEO of Tax & Financial Group, a financial services DBA, spending about a quarter of his time there. He also works as an insurance agent selling fixed insurance products with various companies, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
The Courtney Group, LLCBroker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Securian Financial Services, INC.Broker
Cain Brothers & Company, LLCBroker
Cain Brothers & Company, LLCBroker
Lehman Brothers INC.Broker
Ing Barings LLCBroker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.