TrueAdvisor
TrueAdvisor
SF
CFP
SF
CFP

Stephen Facella

Cambridge Investment Research Advisors, INC.
29 Years of Experience
Fort Lauderdale, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Facella is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fort Lauderdale, FL, with 29 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1301 E Broward Blvd., Ste 335, Fort Lauderdale, FL, 33301

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen is an independent insurance agent for various companies through Estate & Trust Services Group LLC and Doyle Insurance Inc. He also serves as an advisory representative for a RIA, a managing member/financial professional for Your Fiduciary Team, LLC, and a board member for St. Jerome Church and School.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2018 - Present · 8 yrs
Cambridge Investment Research, INC.Broker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Kovack Advisors, INC.
July 2018 - November 2018 · 4 mos
Kovack Securities INC.Broker
May 2017 - September 2018 · 1 yr 4 mos
Capital Guardian Wealth Management, LLC
May 2009 - July 2018 · 9 yrs 2 mos
Capital Guardian, LLCBroker
May 2009 - June 2017 · 8 yrs 1 mo
Raymond James Financial Services
October 2006 - May 2009 · 2 yrs 7 mos
Raymond James Financial Services, INC.Broker
August 2006 - May 2009 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.
August 1997 - July 2006 · 8 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
August 1997 - July 2006 · 8 yrs 11 mos
State Registrations7 states
CAFLMANCNJNYSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Fort Lauderdale, FL →All financial advisors in Florida →