Stephen Facella
Stephen Facella is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Fort Lauderdale, FL, with 28 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1301 E Broward Blvd., Ste 335, Fort Lauderdale, FL, 33301
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Regulatory History (1)
Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent for various companies through Estate & Trust Services Group LLC and Doyle Insurance Inc. He also serves as an advisory representative for a RIA, a managing member/financial professional for Your Fiduciary Team, LLC, and a board member for St. Jerome Church and School.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Capital Guardian Wealth Management, LLC
Capital Guardian, LLCBroker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.