Mark Scarbrough
Mark Scarbrough is a registered investment advisor at MML Investors Services, LLC, based in Cary, NC, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
280 Towerview Ct., Cary, NC, 27513
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2016Customer Dispute
March 2015Judgment / Lien
March 2014Criminal
January 1993Other Business ActivitiesSells Insurance
Mark is the president/owner of Mainmast Financial Group, Inc. and owner/member of Encompass Financial Partners, LLC, which takes nearly full-time. He is also an insurance agent selling life, disability, long-term care, medicare supplements, and health insurance, dedicating about a quarter of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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