Nicole Downing
Nicole Downing is a registered investment advisor at Cetera Investment Advisers LLC, based in Valencia, CA, with 27 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
28001 Smythe Drive, #109, Valencia, CA, 91355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicole sells equity indexed annuities through Avantax and is an independent insurance agent. She also owns and manages residential rental property and is a partner in GOMA LLC, which leases equipment to a local gym, and spends nearly full-time preparing taxes and providing tax advice.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
National Planning CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations1 state
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