Samuel Polk is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1585 Broadway, 21st Floor, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2013 - Present · 13 yrs 3 mos
Morgan Stanley
February 2013 - Present · 13 yrs 3 mos
Morgan StanleyBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Dominick & Dominick LLC
September 2011 - February 2013 · 1 yr 5 mos
Dominick & Dominick LLCBroker
February 2011 - February 2013 · 2 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.