Gregory Wozniak
Gregory Wozniak is a registered investment advisor at Universal Financial Advisors, LLC, based in St. Louis, MO, with 23 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 304 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Universal Financial Advisors (UFA) offers investment management services for an annual fee based on the amount of your portfolio. The fee generally ranges from less than 1% to no more than 2.5% annually. There is a Minimum Platform Service Fee (MPSF) of $50 annually per advisory account, but this may be waived if the aggregate MPSF fee for the immediate client family household meets the $50 annual minimum per account. The specific fee is disclosed in your advisory agreement.
Location
333 S. Kirkwood Road, Suite 301, St. Louis, MO, 63122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is the president of the Lions Club of Lake Winnebago Foundation and treasurer of the Lake Winnebago Lions Club, and a board member of the Lake Winnebago HOA. He also owns True Compass Financial, LLC, where he sells insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Universal Financial Advisors, LLC
Previous Registrations
Pfg Advisors
Securities America, INC.Broker
Beam Asset Management, LLC
Universal Financial Planning Consultants, INC.
LPL Financial LLCBroker
LPL Financial Corporation
Mutual Service Corporation
Mutual Service CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
American Century Investment Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.