KP
KP

Kristen Pinette

9 Years of Experience
Mankato, MN
BrokerSells Insurance

Kristen Pinette is a registered investment advisor at Cetera Investment Advisers LLC, based in Mankato, MN, with 9 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1021 Madison Ave, Mankato, MN, 56001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristen acts as a Power of Attorney for her brother and spends minimal time on this. She also sells fixed insurance products, including life insurance and annuities, dedicating minimal time to this activity, and owns Kristen R Pinette CPA Inc., where she works as a CPA providing tax preparation and planning services, taking about 10-20% of Kristen's time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
October 2016 - Present · 9 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2017 - June 2023 · 6 yrs 5 mos
State Registrations16 states
AKAZCODCFLIAILMIMNMONCORPASDVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristen Pinette - Financial Advisor | TrueAdvisor