Julian Romero
Julian Romero is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1585 Kapiolani Blvd Ste 1604, Honolulu, HI, 96814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julian works as a music teacher in Hawaii, dedicating about half of his time to this role. He also receives music royalties as a composer and sells non-variable insurance products, spending minimal time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
National Planning CorporationBroker
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations1 state
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