David Koifman
David Koifman is a registered investment advisor at Cetera Investment Advisers LLC, based in Boca Raton, FL, with 20 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Boca Raton, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David provides administrative support for back-office tasks at Eco-Tax, a tax and accounting business, primarily during tax season, dedicating a few hours per week. He also owns PDMK, LLC, an expense management company set up for tax purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
First Allied Securities, INC.Broker
Finalis Securities LLCBroker
Cetera Advisor Networks LLC
Cetera Investment Advisers LLC
Summit Financial Group INC
Cetera Advisor Networks LLCBroker
Summit Brokerage Services, INC.Broker
Investacorp Advisory Services INC
Investacorp, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLCBroker
David Lerner Associates, INC.Broker
E*trade Securities LLCBroker
Investors Capital CORP.Broker
Camden Securities, INC.Broker
Joseph Stevens & Company, INC.Broker
Drake & Company, INC.Broker
Lloyd Wade Securities INC.Broker
Morgan Grant Capital CORP.Broker
Lt Lawrence & CO., INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.