Chun Bai
Chun Bai is a registered investment advisor at LPL Enterprise, LLC, based in Orange, CA, with 23 years of industry experience. Chun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
600 City Parkway West, Suite 210, Orange, CA, 92868
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Regulatory History (1)
Criminal
February 2005Other Business ActivitiesSells Insurance
Chun operates under Prudential Advisors as a DBA for LPL business and also works with Non-Variable Insurance as an insurance agency. Both activities are investment-related and each takes nearly full-time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Ni AdvisorsBroker
Ni Advisors
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Ifmg Securities, INC.Broker
U.S. Bancorp Investments, INC.Broker
Fiserv Investor Services, INC.Broker
Wma Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.