Neil Flaherty is a CFP-designated registered investment advisor at Newedge Advisors, based in New Orleans, LA, with 28 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
858 Camp Street, New Orleans, LA, 70130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Neil works as an Investment Advisor Representative for NewEdge Advisors, LLC-DBA for Tenured Advisors (RIA). He dedicates 100% of his time during trading hours to this investment-related activity.
Employment History
Current Registrations
Newedge Advisors
Previous Registrations
Cambridge Investment Research Advisors, INC.
The Foundry Financial Group, INC.
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Quick & Reilly, INC.Broker
State Registrations2 states
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