CP
CP

Christopher Patnode

28 Years of Experience
Maple Grove, MN
1 DisclosureBroker

Christopher Patnode is a registered investment advisor at LPL Financial LLC, based in Maple Grove, MN, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

11670 Fountains Dr Ste 200, Office 228, Maple Grove, MN, 55369

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
Other Business Activities

Christopher is a business owner at Mills Siding and Roofing, dedicating about 10-20% of his time to sales and management. He is also a Rep/Advisor for Patnode Financial Services, which is an entity for his LPL business, spending about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
January 2014 - February 2018 · 4 yrs 1 mo
Invest Financial CorporationBroker
December 2011 - February 2018 · 6 yrs 2 mos
Independent Financial Group, LLCBroker
March 2007 - December 2011 · 4 yrs 9 mos
Royal Alliance Associates, INC.Broker
March 2007 - March 2007 · 0 mos
United Securities Alliance, INC.Broker
September 2005 - March 2007 · 1 yr 6 mos
Fsc Securities CorporationBroker
October 1997 - September 2005 · 7 yrs 11 mos
State Registrations4 states
FLILMNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.