Stephen Sullivan is a registered investment advisor, based in Westwood, NJ, with 15 years of industry experience.
Location
567 Broadway, Westwood, NJ, 07675-1601
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent selling life, accident, health, and property & casualty insurance since 2010, dedicating a few hours per week. He spends no time on securities trading.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
April 2012 - Present · 14 yrs 1 mo
Allstate Financial Services, LLCBroker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Metlife Securities INC.
November 2010 - August 2011 · 9 mos
Metlife Securities INC.Broker
June 2010 - August 2011 · 1 yr 2 mos
State Registrations8 states
FLGAMENHNJNYOHSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.