Barbara Charal
Barbara Charal is a registered investment advisor at Cetera Investment Advisers LLC, based in Deerfield, IL, with 28 years of industry experience. Barbara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10 Parkway North, Suite 200, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barbara owns Barbara E. Charal & Associates, Inc., working as a public accountant, preparing tax returns, and acting as an investment advisor since 1998 (nearly full-time). She also sells health insurance through various companies, dedicating minimal time to this activity, and owns Genova Wealth, a financial services business (about a quarter of her time).
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations39 states
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