Kendall Kruger
Kendall Kruger is a registered investment advisor at Principal Securities, INC., based in Ankeny, IA, with 29 years of industry experience. Kendall is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
Ankeny, IA
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2010Customer Dispute
February 2010Other Business ActivitiesSells Insurance
Kendall sells fixed life insurance, long-term care insurance, and fixed annuities through various carriers since 2014. Kendall is also the owner of DK Kruger LLC, established in 2023 for tax purposes, and spends minimal time on it.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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