David Gleeson is a registered investment advisor, based in Winder, GA, with 27 years of industry experience.
Location
429 Loganville Highway, Suite 103 Unit 5, Winder, GA, 30680
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2013Settled
Other Business ActivitiesSells Insurance
David is an agent for Physicians Financial Services, LLC, selling term and non-variable life insurance products since 2011. This requires minimal time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs 4 mos
Independent Financial Partners
May 2011 - Present · 15 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
April 2011 - May 2019 · 8 yrs 1 mo
Qa3 Financial LLC
March 2007 - February 2011 · 3 yrs 11 mos
Qa3 Financial CORP.Broker
January 2007 - February 2011 · 4 yrs 1 mo
Investment Advisors
February 2003 - December 2006 · 3 yrs 10 mos
Proequities, INC.Broker
July 1998 - December 2006 · 8 yrs 5 mos
State Registrations3 states
GAMEVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.