LP
LP

Luis Prandini

26 Years of Experience
Miami, FL
Broker

Luis Prandini is a registered investment advisor at Efg Private Wealth Management (americas) CORP., based in Miami, FL, with 26 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 438 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
46 advisors
IM Fee
Planning only
Assets Under Management
$1.9B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

701 Brickell Avenue, Suite 1310, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Luis is a director and authorized signatory for Esmeralda Trading Corp, a company holding a family vacation property, since 2020. He is also a Registered Investment Advisor Representative with EFG Asset Management (Americas), providing investment advice and services.

Employment History
Current Registrations
Efg Private Wealth Management (americas) CORP.
January 2022 - Present · 4 yrs 6 mos
Efg Capital InternationalBroker
March 2021 - Present · 5 yrs 4 mos
Previous Registrations
Efg Capital International CORP.
May 2021 - July 2021 · 2 mos
Pruco Securities, LLC.Broker
December 2019 - March 2020 · 3 mos
Banco Do Brasil Securities LLCBroker
September 2016 - April 2019 · 2 yrs 7 mos
Independent Financial Partners
December 2015 - August 2016 · 8 mos
LPL Financial LLC
January 2014 - December 2015 · 1 yr 11 mos
LPL Financial LLCBroker
January 2014 - August 2016 · 2 yrs 7 mos
Raymond James & Associates, INC.
June 2008 - January 2014 · 5 yrs 7 mos
Raymond James & Associates, INC.Broker
June 2008 - January 2014 · 5 yrs 7 mos
Wachovia Securities, LLC
February 2007 - June 2008 · 1 yr 4 mos
Wachovia Securities, LLCBroker
July 2003 - June 2008 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
September 1997 - July 2003 · 5 yrs 10 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Luis Prandini - Financial Advisor | TrueAdvisor