Alice Chen is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
245 Lytton Avenue, Suite 200, Palo Alto, CA, 94301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2023 - Present · 3 yrs 4 mos
Morgan Stanley
March 2023 - Present · 3 yrs 4 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - March 2023 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2019 - March 2023 · 3 yrs 8 mos
J.P. Morgan Securities LLC
May 2018 - July 2019 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
May 2018 - July 2019 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2014 - May 2018 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2014 - May 2018 · 3 yrs 11 mos
TD Ameritrade, INC.
November 2006 - June 2014 · 7 yrs 7 mos
Amerivest Investment Management, LLC
November 2006 - June 2014 · 7 yrs 7 mos
TD Ameritrade, INC.Broker
September 2006 - June 2014 · 7 yrs 9 mos
Charles Schwab & CO., INC.Broker
July 2004 - August 2005 · 1 yr 1 mo
Robertson Stephens, INC.Broker
April 1999 - July 2002 · 3 yrs 3 mos
Charles Schwab & CO., INC.Broker
December 1998 - April 1999 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.