James Mcaleese
James Mcaleese is a CFP-designated registered investment advisor at LPL Financial LLC, based in Wellington, OH, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wellington, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James receives rental income from Cornerstone Consultants Inc. and is an officer/president of Cornerstone Consultants Inc., dedicating nearly full-time hours to this role. James is also an insurance salesman and leases farmland through multiple LLCs, dedicating minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Questar Asset Management, INC.
Questar Capital CorporationBroker
Intersecurities, INC.Broker
State Registrations36 states
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