Kevin Raque is a registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1448 Gardiner Lane Ste 102, Louisville, KY, 40213-1979
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kevin is associated with Raque Financial Group, LLC and First Harrison Financial Services, both DBAs for his LPL business. He also owns Raque Properties II, a real estate rental property, and spends about 10-20% of his time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, INC.Broker
J.C. Bradford & CO.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.