Mark Fantasia
Mark Fantasia is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Sarasota, FL, with 28 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Sarasota, FL
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Regulatory History (2)
Customer Dispute
February 2008Customer Dispute
August 2006Other Business ActivitiesSells Insurance
Mark is an insurance agent for various independent insurance companies, dedicating minimal time to this activity. He also works as an advisory representative of a registered investment advisor and as an investment advisor representative under the DBA Mark Fantasia Wealth Management, spending nearly full-time hours on these investment-related activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Ifmg Securities, INC.Broker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.