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Vasilios Haralambous

29 Years of Experience
Glastonbury, CT
5 DisclosuresBroker

Vasilios Haralambous is a registered investment advisor at MML Investors Services, LLC, based in Glastonbury, CT, with 29 years of industry experience. Vasilios is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

45 Glastonbury Boulevard, 1st Floor, Glastonbury, CT, 06033

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
Customer Dispute
July 2009
Settled
Customer Dispute
April 2009
Settled
Customer Dispute
July 2003
Withdrawn
Customer Dispute
September 1998
Settled
Other Business Activities

Vasilios provides free tax preparation services and is a co-trustee for the Haralambous Family Trust. He also works as a notary public, spending minimal time on each of these activities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
March 2000 - March 2017 · 17 yrs
Msi Financial Services, INC.Broker
September 1997 - March 2017 · 19 yrs 6 mos
Metropolitan Life Insurance CompanyBroker
September 1997 - July 2007 · 9 yrs 10 mos
State Registrations11 states
CACTFLILMANCNJNYSCVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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