CFA

Paul Rossi

13 Years of Experience

El Dorado Hills, CA

1 Disclosure

Paul Rossi is a CFA-designated registered investment advisor at Rossi Financial Group, based in El Dorado Hills, CA, with 13 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 51 clients with $36M in assets under management.

Rossi Financial Group

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

1 advisor

Number of Clients

51 clients

Average Client Portfolio

$710K average

Assets Under Management

$36.2M

Fee Structure

Planning is included in investment management (also available separately)

Portfolio-Based Fees (Flat)

Portfolio Value	Annual Fee
Any	1.00%

Fee is for investment supervisory services. Firm may recommend third-party investment managers with fees ranging from 0.70% to 2.00%, of which Rossi Financial Group may receive up to 1.00%.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

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Location

1212 Suncast Lane #1, El Dorado Hills, CA, 95762

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

March 1996

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business Activities

Paul is a real estate broker in El Dorado Hills, CA since 2009. This activity is not investment-related and involves minimal time.

Employment History

Current Registrations

Rossi Financial Group

May 2012 - Present · 13 yrs 11 mos

State Registrations1 state

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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