CN
CN

Charles Noyes

28 Years of Experience
Sumter, SC
Broker

Charles Noyes is a registered investment advisor at Raymond James & Associates, INC., based in Sumter, SC, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

6 Law Range, Sumter, SC, 29150

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Charles is a member of the Finance/Investment Committee for the Church of the Holy Comforter, advising on financial matters and overseeing operating expenditures. He dedicates minimal time to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2022 - Present · 4 yrs 3 mos
Raymond James & Associates, INC.
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - February 2022 · 1 yr
Truist Investment Services, INC.Broker
February 2021 - February 2022 · 1 yr
Bb&t Securities, LLC
July 2014 - February 2021 · 6 yrs 7 mos
Bb&t Securities, LLCBroker
July 2014 - February 2021 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2001 - July 2014 · 13 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2000 - July 2014 · 13 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
September 1997 - October 2000 · 3 yrs 1 mo
State Registrations14 states
ALARDCFLGALANCNJNMNYSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.