Derek Johnson is a registered investment advisor at Morgan Stanley, based in Brea, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Ten Pointe Drive, Suite 400, Brea, CA, 92821
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Regulatory History (2)
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Customer Dispute
June 2025Pending
Customer Dispute
December 2021Settled
Other Business Activities
Derek is an officer (Treasurer) at Interfaith Food Center, a food distribution center for homeless and less fortunate families, since 2014. He dedicates minimal time to this activity.
Employment History
Current Registrations
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC
January 2012 - June 2020 · 8 yrs 5 mos
J.P. Morgan Securities LLCBroker
January 2012 - June 2020 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2007 - January 2012 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2007 - January 2012 · 4 yrs 9 mos
Citigroup Global Markets INC.
December 2005 - May 2007 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
November 2005 - May 2007 · 1 yr 6 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.