John Mclaughlin is a registered investment advisor, based in San Marcos, CA, with 27 years of industry experience.
Location
San Marcos, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
March 2021 - September 2025 · 4 yrs 6 mos
Avantax Investment Services, INC.Broker
February 2021 - September 2025 · 4 yrs 7 mos
Equitable Advisors, LLCBroker
October 2018 - February 2021 · 2 yrs 4 mos
Equitable Advisors, LLC
October 2018 - February 2021 · 2 yrs 4 mos
Hornor, Townsend & Kent, INC.
July 2018 - October 2018 · 3 mos
Hornor, Townsend & Kent, INC.Broker
July 2018 - October 2018 · 3 mos
Niagara International Capital LimitedBroker
November 2017 - April 2018 · 5 mos
Chalice Wealth Advisors
November 2017 - March 2018 · 4 mos
Prudential Financial Planning Services
September 2016 - November 2017 · 1 yr 2 mos
Pruco Securities, LLC.Broker
September 2016 - November 2017 · 1 yr 2 mos
Independent Financial Group, LLCBroker
November 2013 - March 2016 · 2 yrs 4 mos
Independent Financial Group, LLC
November 2013 - March 2016 · 2 yrs 4 mos
Hartford Funds Distributors, LLCBroker
December 2012 - September 2013 · 9 mos
Hartford Life Distributors, LLCBroker
December 2011 - December 2012 · 1 yr
Uvest Financial Services Group, INC.Broker
March 2008 - December 2011 · 3 yrs 9 mos
LPL Financial LLC
June 2000 - December 2011 · 11 yrs 6 mos
LPL Financial LLCBroker
June 2000 - December 2011 · 11 yrs 6 mos
American Express Financial Advisors INC.Broker
June 1998 - May 2000 · 1 yr 11 mos
Ids Life Insurance CompanyBroker
May 1998 - May 2000 · 2 yrs
Dean Witter Reynolds INC.Broker
August 1997 - May 1998 · 9 mos
State Registrations3 states
CACTTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.