Amy Kelly is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Columbus, OH, with 19 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
One Easton Oval, Suite 550, Columbus, OH, 43219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Amy serves as president of the Kappa Kappa Gamma Columbus Alumnae Association, a non-profit board member, dedicating minimal time. She also operates under the DBA IGG Wealth Advisors, LLC for marketing purposes related to her LPL business, spending about 10-20% of her time on this.
Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Budros, Ruhlin & Roe, INC.
Lutheran Brotherhood Securities CORP.Broker
State Registrations12 states
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