NC
NC

Nicole Clark

13 Years of Experience
Omaha, NE
Broker

Nicole Clark is a registered investment advisor at Morgan Stanley, based in Omaha, NE, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

13625 California Street, Suite 400, Omaha, NE, 68154

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole is a practicing lawyer with the Nebraska Bar Association, spending minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
August 2013 - Present · 12 yrs 9 mos
Morgan StanleyBroker
July 2013 - Present · 12 yrs 10 mos
Previous Registrations
Metlife Securities INC.Broker
August 1997 - April 1998 · 8 mos
Metropolitan Life Insurance CompanyBroker
August 1997 - April 1998 · 8 mos
State Registrations40 states
AKALAZCACOFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSNCNDNENJNMNVNYOHOKORPAPRSCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Clark - Financial Advisor | TrueAdvisor