Brian Smith
Brian Smith is a registered investment advisor at Private Advisor Group, LLC, based in Schererville, IN, with 29 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
930 West U.S. Hwy 30, Schererville, IN, 46375
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2018Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Brian uses BLS Consulting, Inc. as a tax conduit for securities and insurance income. He also sells life, health, disability, and fixed annuity insurance products, dedicating minimal time to this activity, and provides investment advisory services through Private Advisor Group and Prosper Financial, spending nearly full-time on these activities.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Independent Financial Partners
Investment Advisors
Proequities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel Bakker, CFPPrivate Advisor Group, LLC