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Kristy Gonzalez

20 Years of Experience
Chicago, IL
1 DisclosureBroker

Kristy Gonzalez is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Chicago, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

110 N Wacker Dr, Chicago, IL, 60606

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History

Regulatory History (1)
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Criminal
May 2011
Final Disposition
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2017 - Present · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2007 - October 2009 · 2 yrs 3 mos
Wells Fargo Advisors, LLC
July 2007 - October 2009 · 2 yrs 3 mos
Northern Trust Securities, INC.Broker
July 2003 - November 2006 · 3 yrs 4 mos
Goldman, Sachs & CO.Broker
August 2000 - May 2002 · 1 yr 9 mos
William Blair & Company L.L.C.Broker
June 1998 - August 2000 · 2 yrs 2 mos
Olde Discount CorporationBroker
August 1997 - July 1998 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristy Gonzalez - Financial Advisor | TrueAdvisor