KS
CFP · ChFC
KS
CFP · ChFC

Kenneth Shores

23 Years of Experience
Columbus, OH
Broker

Kenneth Shores is a CFP, ChFC-designated registered investment advisor at Huntington Financial Advisors, based in Columbus, OH, with 23 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 37,298 clients with $6.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
439 advisors
Number of Clients
37,298 clients
Average Client Portfolio
$170K average
Assets Under Management
$6.3B

Fee Structure

Investment management only (planning not offered)

Huntington Financial Advisors offers several investment management programs, each with its own fee structure. These programs include:

  • Private Wealth Consulting (PWC): Fees are tiered based on the amount invested, plus additional fees paid to Envestnet and potentially third-party managers. Minimum account size is $1,000,000.
  • Representative as Portfolio Manager (RPM): Fees are tiered based on the amount invested. Your financial advisor directly manages your account. Minimum account size is $250,000.
  • GPS Premier: Fees are tiered based on the amount invested. This is a separately managed account program. Minimum investment is $100,000.
  • GPS Total Asset Allocation and Total Multi-Manager: Fees are tiered based on the amount invested. These are unified managed accounts. Minimum investment is $250,000.
  • GPS Select: Fees are tiered based on the amount invested. Minimum investment is $50,000.
  • GPS Foundations: Fees are tiered based on the amount invested. Minimum investment is $10,000.
  • GPS Wrap Strategists: Fees are tiered based on the amount invested. Minimum investment is $25,000.

These fees cover portfolio management, trade execution, and custody services. Additional fees may apply for optional overlay services like tax or impact investing.

Loading...

Location

Home Office OPS OSJ - 41 South High, 41 SOUTH HIGH STREET, 4th FLOOR, Columbus, OH, 43215

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Huntington Financial Advisors
October 2021 - Present · 4 yrs 7 mos
The Huntington Investment Company
October 2021 - Present · 4 yrs 7 mos
The Huntington Investment CompanyBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2015 - October 2021 · 6 yrs 2 mos
Morgan StanleyBroker
August 2015 - October 2021 · 6 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - August 2015 · 2 yrs 10 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2015 · 2 yrs 10 mos
Chase Investment Services CORP.Broker
March 2012 - October 2012 · 7 mos
Chase Investment Services CORP.
March 2012 - October 2012 · 7 mos
Cuso Financial Services, L.P.
April 2010 - October 2010 · 6 mos
Cuso Financial Services, L.P.Broker
April 2010 - October 2010 · 6 mos
Mmc Securities CORP.
January 2007 - August 2008 · 1 yr 7 mos
Mmc Securities CORP.Broker
December 2006 - August 2008 · 1 yr 8 mos
Independent Financial Group, LLCBroker
March 2006 - July 2006 · 4 mos
Worthmark Financial Services, LLCBroker
September 2004 - March 2006 · 1 yr 6 mos
Lincoln Financial Advisors CorporationBroker
August 2003 - August 2004 · 1 yr
The Lincoln National Life Insurance CompanyBroker
August 2003 - August 2004 · 1 yr
Locust Street Securities, INC.Broker
July 2002 - November 2002 · 4 mos
Cal Fed InvestmentsBroker
March 2002 - June 2002 · 3 mos
National Planning CorporationBroker
April 2001 - December 2001 · 8 mos
Wm Financial Services, INC.Broker
July 1998 - April 2001 · 2 yrs 9 mos
John Hancock Distributors, INC.Broker
August 1997 - June 1998 · 10 mos
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Shores - Financial Advisor | TrueAdvisor