John Karafa is a registered investment advisor, based in Stamford, CT, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1010 Washington Blvd, Suite 300, Stamford, CT, 06901
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Regulatory History (1)
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Regulatory
August 2023Final
Other Business Activities
John is a Vice President and Risk Manager at High Ridge Futures LLC, a futures introducing brokerage firm, spending a few hours per week. He is also the Lacrosse Director at Stratford Storm Lacrosse, dedicating about a quarter of his time to coaching and scheduling.
Employment History
Current Registrations
Vision Brokerage Services, LLCBroker
August 2014 - Present · 12 yrs 2 mos
Vision Investment Advisors, LLC
November 2013 - Present · 12 yrs 11 mos
Vision Financial Markets LLCBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Source Capital Group, INC.
March 2011 - November 2013 · 2 yrs 8 mos
Source Capital Group, INC.Broker
December 2001 - November 2013 · 11 yrs 11 mos
Merit Capital Associates, INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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