Lewis Brown is a registered investment advisor, based in Owings Mills, MD, with 28 years of industry experience.
Location
Three Financial Center, 4515 Painters Mill Road, Owings Mills, MD, 21117
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.Broker
April 2020 - Present · 6 yrs 1 mo
T. Rowe Price Advisory Services, INC.
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - March 2020 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - March 2020 · 3 yrs 6 mos
LPL Financial LLC
April 2016 - July 2016 · 3 mos
LPL Financial LLCBroker
April 2016 - July 2016 · 3 mos
Suntrust Investment Services, INC.
May 2014 - April 2016 · 1 yr 11 mos
Suntrust Investment Services, INC.Broker
May 2014 - April 2016 · 1 yr 11 mos
Wells Fargo Advisors, LLC
August 2004 - April 2014 · 9 yrs 8 mos
Wells Fargo Advisors, LLCBroker
October 2000 - April 2014 · 13 yrs 6 mos
First Union Brokerage Services, INC.Broker
July 1998 - October 2000 · 2 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1997 - July 1998 · 11 mos
Eq Financial Consultants, INC.Broker
August 1997 - July 1998 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.