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Dror Nir

28 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance

Dror Nir is a registered investment advisor at Equitable Advisors, LLC, based in New York, NY, with 28 years of industry experience. Dror operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

1290 Avenue of the Americas, 4th Fl, New York, NY, 10104

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Other Business ActivitiesSells Insurance

Dror has various outside insurance contracts, is a member of the Board of Governors for the Middle East Forum, and holds power of attorney for an immediate family member.

Employment History
Current Registrations
Equitable Advisors, LLC
July 2002 - Present · 23 yrs 10 mos
Equitable Advisors, LLCBroker
August 1997 - Present · 28 yrs 9 mos
Previous Registrations
The Equitable Life Assurance Society of the United StatesBroker
August 1997 - January 2000 · 2 yrs 5 mos
State Registrations11 states
CACTFLGAILMANJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dror Nir - Financial Advisor | TrueAdvisor