CS
CS

Christopher Smith

26 Years of Experience
Birmingham, AL
Broker

Christopher Smith is a registered investment advisor at Raymond James & Associates, INC., based in Birmingham, AL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

2900 Highway 280, Suite 100, Birmingham, AL, 35223

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
April 2006 - February 2007 · 10 mos
Amsouth Investment Services, INC.Broker
October 2002 - February 2007 · 4 yrs 4 mos
Compass Brokerage, INC.Broker
May 1999 - December 2000 · 1 yr 7 mos
Eq Financial Consultants, INC.Broker
September 1997 - October 1998 · 1 yr 1 mo
The Equitable Life Assurance Society of the United StatesBroker
September 1997 - October 1998 · 1 yr 1 mo
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.