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Darren Doughty

25 Years of Experience
Parrish, FL
Broker

Darren Doughty is a registered investment advisor at Retirement Plan Advisors, LLC, based in Parrish, FL, with 25 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Federal Employees, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 10,031 clients with $3.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
10,031 clients
Average Client Portfolio
$353K average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum fee is 2.25% per year. Program fees, trading, custodial, and account service fees may apply in addition to the advisory fee depending on the selected program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Parrish, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Darren is a musician, performing as a guitarist and singer at small gatherings and venues, dedicating minimal time to this activity. He is also an Investment Advisor Representative (IAR) with Retirement Plan Advisors, LLC, focusing on group retirement plan sales, but dedicates no time to trading.

Employment History
Current Registrations
Retirement Plan Advisors, LLC
March 2022 - Present · 4 yrs 7 mos
Cambridge Investment Research, INC.Broker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Franklin Templeton Financial Services CORP.Broker
June 2019 - October 2020 · 1 yr 4 mos
Franklin/templeton Distributors, INC.Broker
January 2001 - October 2020 · 19 yrs 9 mos
J. B. Hanauer & CO.Broker
October 1997 - June 1998 · 8 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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