Thomas Close is a registered investment advisor, based in Berkeley Springs, WV, with 28 years of industry experience.
Location
1680 Valley Rd., Suite A, Berkeley Springs, WV, 25411
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas is involved in several business activities, including serving as a bank director, rental property management, CPA services, and real estate. He also dedicates full-time hours to his CPA practice and serves on the board of trustees for the county library.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.