Tom Wood is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Redding, CA, with 28 years of industry experience. Tom operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1828 South St., Redding, CA, 96001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tom sells non-variable insurance, dedicating about a quarter of his time to this activity. He also operates "The Advice Center" as a DBA for his LPL business, spending over half his time on it, and provides tax preparation/accounting/CPA services through "The Advice Center", spending about 10-20% of his time on it.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Nwf Advisory Services INC
Previous Registrations
Osaic Wealth, INC.
LPL Financial LLC
LPL Financial LLCBroker
Whjr Associates
Osaic Wealth, INC.Broker
The Advisors Group, INC.Broker
State Registrations6 states
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