Michael Ozburn
Michael Ozburn is a CFP-designated registered investment advisor at Focus Advisor Solutions, LLC, based in Lookout Mountain, TN, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 35,101 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.65% |
| $500K - $1.0M | 0.35% |
| $1.0M - $5.0M | 0.25% |
| $5M+ | 0.20% |
Fees are negotiable. Independent investment advisors may also charge separate advisory fees.
Fee Estimator
Location
Lookout Mountain, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a divisional manager at Focus Partners Advisor Solutions, LLC, providing business and investment solutions to Buckingham advisors since 2018, dedicating full-time hours. He is also a registered representative of Foreside Financial Services, LLC, acting as the mutual fund distributor for the SA Fund under BAM Advisor Services, LLC.
Employment History
Current Registrations
Focus Advisor Solutions, LLC
Foreside Financial Services, LLC
Foreside Financial Services, LLCBroker
Previous Registrations
Lwi Financial INC.
Loring Ward Securities INC.Broker
Cnl Securities CORP.Broker
Wells Investment Securities,inc.Broker
Nylife Securities INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
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