Russell Goldstein
Russell Goldstein is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Scottsdale, AZ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
14636 N Scottsdale Rd, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Employment Separation After Allegations
January 2001Other Business Activities
Russell is a committee member for Phoenix Fashion Week, dedicating minimal time to chairing their annual "Fashionably Pink" charity event. He also owns 50% of RGNK Holdings LLC, a rental property company, and serves on the advisory board for Seed Spot, a charitable organization supporting social entrepreneurs, dedicating a few hours per week to this role.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Sandgrain Securities, INC.Broker
H&r Block Financial Advisors, INC.Broker
Prudential Securities IncorporatedBroker
Sands Brothers & CO., LTD.Broker
D. H. Blair & CO., INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.