Roberto Sanchez is a registered investment advisor at Oppenheimer & CO. INC., based in The Woodlands, TX, with 23 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
Research Forest Lakeside Building 4, 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX, 77381
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Roberto is a director for Latino Australia Education, a company owned by his wife that offers counseling services to students who want to study in Australia. He spends minimal time assisting with accounting.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Northern Lights Distributors, LLCBroker
Gci Investors
Titleist Asset Management, LTD.Broker
Titleist Asset Management, LTD.
Titleist Asset Management, LTD.
Titleist Asset Management, LTD.Broker
Argentus Advisors, LLC
Oakview Capital Management, L.P.
Argentus Securities, LLCBroker
Financial Counseling CorporationBroker
Titleist Asset Management, LTD.Broker
Fintegra, LLCBroker
Summit Brokerage Services, INC.Broker
AXA Advisors, LLCBroker
Gamma Capital Securities, INCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.