Marc Goldstein
Marc Goldstein is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Las Vegas, NV, with 16 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
Las Vegas, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Previous Registrations
Charles Schwab & CO., INC.
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
City National Securities, INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations53 states
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