JR
CFP
JR
CFP
John Ruggero is a CFP-designated registered investment advisor at Morgan Stanley, based in Yardley, PA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
777 Township Line Road, Suite 301, Yardley, PA, 19067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
March 2021 - Present · 5 yrs 6 mos
Morgan Stanley
March 2021 - Present · 5 yrs 6 mos
Morgan Stanley
March 2021 - Present · 5 yrs 6 mos
Previous Registrations
E*trade Capital Management, LLC
October 2019 - March 2021 · 1 yr 5 mos
E*trade Securities LLCBroker
October 2019 - March 2021 · 1 yr 5 mos
Citizens Securities, INC.Broker
March 2019 - October 2019 · 7 mos
Citizens Securities, INC.
March 2019 - October 2019 · 7 mos
Charles Schwab & CO., INC.
March 2016 - March 2019 · 3 yrs
Charles Schwab & CO., INC.Broker
February 1999 - March 2019 · 20 yrs 1 mo
Ids Life Insurance CompanyBroker
June 1998 - January 1999 · 7 mos
American Express Financial Advisors INC.Broker
June 1998 - January 1999 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.