Michael Oconnell
Michael Oconnell is a registered investment advisor at LPL Financial LLC, based in Paramus, NJ, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
461 From Rd Ste 385, 3rd Floor, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2002Customer Dispute
June 2002Customer Dispute
June 2002Other Business ActivitiesSells Insurance
Michael is an independent agent selling non-variable insurance since January 2024, dedicating a few hours per week. He also operates his LPL business through Wealth Management Group, LLC, spending about a quarter of his time on this. Additionally, Michael works as a financial advisor for Life Policy Pros, Inc, selling non-variable insurance, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.