DJ
DJ

Derek Johnson

28 Years of Experience
Bayside, WI
Broker

Derek Johnson is a registered investment advisor at Wells Fargo Advisors, based in Bayside, WI, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Bayside, WI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek serves as a non-public arbitrator for FINRA since 2012, participating in the arbitration process. This requires minimal time each month.

Employment History
Current Registrations
Wells Fargo Advisors
August 2025 - Present · 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2025 - Present · 9 mos
Wells Fargo Advisors Financial Network, LLC
August 2025 - Present · 9 mos
Previous Registrations
MML Investors Services, LLC
April 2020 - July 2025 · 5 yrs 3 mos
MML Investors Services, LLCBroker
April 2020 - July 2025 · 5 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - April 2020 · 9 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2011 - April 2020 · 9 yrs 3 mos
Wells Fargo Investments, LLC
October 2005 - January 2011 · 5 yrs 3 mos
Wells Fargo Investments, LLCBroker
October 2005 - January 2011 · 5 yrs 3 mos
Wachovia Securities, LLC
May 2000 - September 2005 · 5 yrs 4 mos
Wachovia Securities, LLCBroker
March 2000 - September 2005 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1997 - March 2000 · 2 yrs 7 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.