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Nicholas Destefano

Trendscast Financial LLC
24 Years of Experience
Eighty Four, PA
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Nicholas Destefano is a registered investment advisor at Trendscast Financial LLC, based in Eighty Four, PA, with 24 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 270 clients with $25M in assets under management.

Trendscast Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
270 clients
Average Client Portfolio
$94K average
Assets Under Management
$25.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees are negotiable depending on the needs of the client and complexity of the situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1056 Route 519, Eighty Four, PA, 15330

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nicholas is the owner and insurance agent at Forward Financial since 2016. He spends about half of his time on this activity, including time during securities trading hours.

Employment History
Current Registrations
Trendscast Financial LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
D'arcy Wealth Management, INC. - a California Corporation
September 2019 - October 2019 · 1 mo
Forward Financial
April 2018 - June 2019 · 1 yr 2 mos
Kingsview Asset Management, LLC
April 2016 - February 2017 · 10 mos
Independent Financial Group, LLC
February 2014 - April 2016 · 2 yrs 2 mos
Independent Financial Group, LLCBroker
February 2014 - April 2016 · 2 yrs 2 mos
Wfg Advisors, LP
April 2013 - February 2014 · 10 mos
Wfg Investments, INC.Broker
April 2013 - February 2014 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2011 - April 2013 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - April 2013 · 1 yr 7 mos
Wrp Investments, INC.
April 2010 - December 2010 · 8 mos
Wrp Investments, INC.Broker
April 2010 - December 2010 · 8 mos
Securities America Advisors, INC.
January 2009 - April 2010 · 1 yr 3 mos
Securities America, INC.Broker
January 2009 - April 2010 · 1 yr 3 mos
Brecek & Young Advisors, INC.
October 2006 - January 2009 · 2 yrs 3 mos
Brecek & Young Advisors, INC.Broker
October 2006 - January 2009 · 2 yrs 3 mos
Money Concepts Capital CORPBroker
March 2003 - October 2006 · 3 yrs 7 mos
Money Concepts Capital CORP
February 2003 - October 2006 · 3 yrs 8 mos
Equity Services, INC.Broker
October 1999 - May 2002 · 2 yrs 7 mos
Wells Fargo Securities INC.Broker
January 1999 - September 1999 · 8 mos
Piper Jaffray INC.Broker
May 1998 - January 1999 · 8 mos
Pruco Securities CorporationBroker
September 1997 - March 1998 · 6 mos
State Registrations3 states
CATNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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