Rodney Allain is a registered investment advisor, based in New York, NY, with 27 years of industry experience.
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rodney owns a rental property in Connecticut managed through AirBnB since 2020. He devotes no time to this activity.
Employment History
Current Registrations
Franklin Distributors, LLCBroker
April 2018 - Present · 8 yrs 5 mos
Franklin Distributors, LLC
April 2018 - Present · 8 yrs 5 mos
Clearbridge Investments, LLC
April 2018 - Present · 8 yrs 5 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
January 2024 - July 2024 · 6 mos
Ast Investment Services, INC.
March 2006 - March 2017 · 11 yrs
American Skandia Advisory Services, INC.
February 2003 - March 2004 · 1 yr 1 mo
Prudential Annuities Distributors, INCBroker
September 1997 - March 2017 · 19 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.