Joe Cervantes
Joe Cervantes is a CFP-designated registered investment advisor at Coldstream Wealth Management, based in Bellevue, WA, with 29 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 8 more. Their firm serves 4,386 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable and range up to 1.00% based on asset size and portfolio complexity. Minimum management fee is $10,000 for private wealth management and $150,000 for family office management.
Fee Estimator
Location
One - 100th Avenue Ne, Suite 102, Bellevue, WA, 98004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe is an independent insurance agent licensed in all lines of insurance, including fixed products, annuities, long-term care, disability, Medicare Supplement, and major medical, since 1990. His primary business activity is working as a registered investment advisor for Coldstream Wealth Management.
Employment History
Current Registrations
Coldstream Wealth Management
Coldstream Securities, INC.Broker
Previous Registrations
Appropriate Balance Financial Services INC
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Legacy Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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