Joe Cervantes is a CFP-designated registered investment advisor, based in Bellevue, WA, with 28 years of industry experience.
Location
One - 100th Avenue Ne, Suite 102, Bellevue, WA, 98004
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joe is an independent insurance agent licensed in all lines of insurance, including fixed products, annuities, long-term care, disability, Medicare Supplement, and major medical, since 1990. His primary business activity is working as a registered investment advisor for Coldstream Wealth Management.
Employment History
Current Registrations
Coldstream Securities, INC.Broker
Coldstream Wealth Management
Previous Registrations
Appropriate Balance Financial Services INC
Pacific West Financial Consultant INC
Pacific West Securities, INC.Broker
Legacy Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.