Paul Roach is a CFP-designated registered investment advisor at Roach Investment Services, based in San Mateo, CA, with 17 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 60 clients with $50M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1.0M - $3.0M | 0.50% |
| $3M+ | 0.30% |
Management fees may be negotiable in certain situations, such as when assets managed exceed $5,000,000.
Fee Estimator
Location
177 Bovet Road, Suite 600, San Mateo, CA, 94402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Paul owns residential real estate as a rental property since 2011. He spends minimal time managing the property and handling tenant issues.
Employment History
Current Registrations
Roach Investment Services
Previous Registrations
Roach Investment Services
Roach Investment Services
Morgan Stanley
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.