HG
HG

Howard Ginsberg

28 Years of Experience
Roslyn Heights, NY
Broker

Howard Ginsberg is a registered investment advisor at Cetera Investment Advisers LLC, based in Roslyn Heights, NY, with 28 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

200 S Service Rd, Suite 202, Roslyn Heights, NY, 11577

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Howard is a sole proprietor accountant since 1993, working full-time. He is also the owner/member of Ginsberg Wealth Management LLC, handling sales and marketing, dedicating various hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2021 - Present · 5 yrs 3 mos
Cetera Financial Specialists LLCBroker
July 2000 - Present · 26 yrs
Previous Registrations
New England SecuritiesBroker
November 1997 - July 2000 · 2 yrs 8 mos
State Registrations9 states
CACOCTFLMANJNYPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Howard Ginsberg - Financial Advisor | TrueAdvisor